Course Catalog

Securities Litigation and Enforcement (3)

Examination of civil and criminal liability provisions of the federal securities laws, civil and criminal enforcement mechanisms, and dynamics of securities class action litigation. Additional focus on recent legislation including the Private Securities Litigation Reform Act of 1995, the Securities Litigation Uniform Act of 1998, and the Sarbanes-Oxley Act; ethical responsibilities of lawyers and accountants, and the international reach of the federal securities laws. Final examination.

Current & Previous Instructors:
Samuel Simon;

This course is not currently scheduled.


Key to Codes in Course Descriptions
P: Prerequisite
C: Prerequisite or Concurrent Requirement
R: Recommended Prior or Concurrent Course

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500 W. Baltimore Street, Baltimore, MD 21201-1786 PHONE: (410) 706-7214 FAX: (410) 706-4045 / TDD: (410) 706-7714

Copyright © 2014, University of Maryland Francis King Carey School of Law. All Rights Reserved